Financial services regulatory advisory

As the international regulatory landscape shifts and evolves, financial institutions increasingly need well-informed technical guidance and customised support in interpreting policy changes and complex compliance requirements.

Using the combined knowledge of our globally integrated team of experts and established connections with regulators and central banks, we can help clients anticipate and comply with international regulatory changes impacting their business. In addition, our expertise in audit, tax, and advisory services combine to provide a 360° approach for overcoming specific regulatory compliance challenges.

How can we help?

Our focus is on providing practical solutions that enable financial institutions to respond to regulatory expectations and obligations confidently. We have a dedicated and experienced team that understands the regulatory challenges financial services clients face.

Through our collaborative approach and international perspective, we provide access to knowledge and advice that allows clients to navigate the complex regulatory landscape clearly and precisely. A vital part of our approach is to provide forward-thinking solutions promoting the level of business resilience financial services clients now seek. 

Our specialists operating in prudential supervision, regulatory compliance, conduct regulation and market developments, digital assets and payment providers, operational resilience, consumer protection rules and sustainable finance ensure that financial services clients have the depth and breadth of regulatory expertise they require.

Additionally, our Global financial services regulatory centre serves as a hub of expertise on regulatory developments and challenges. The centre identifies emerging trends and key issues shaping the regulatory landscape, offers detailed explanations of policy changes on a country-by-country basis, and provides forward-looking insights and opinions to keep you informed about the latest regulatory developments.

Our dedicated services offer:

• Policy interpretation and regulatory impact analysis
• Preparation, review, and submission of regulatory returns
• Technical and project management support
• Regulatory remediation, implementation, and advocacy
• Access to authorities and regulatory watch assistance
• Training and effective management of regulatory risks
• Risk-based compliance assurance activities
• Board assurance on managing and mitigating regulatory risks